Financial advisors who are affiliated with a firm through an employee channel and are bothered by pesky business expenses either need to work harder or move to a supported-independence model, ...

The Swiss government has suggested that UBS can incrementally implement the proposed full capitalization of its foreign subsidiaries, a move the bank considers too restrictive, according to news ...

Royal Bank of Canada is considering expansion in the United States by selectively acquiring wealth management firms, according to Bloomberg.

Raymond James announced that it has added another financial advisor from Commonwealth Financial Network, where he had $126 million in client assets. Osaic announced that it has lured a financial ...

Raymond James announced that it has added another financial advisor from Commonwealth Financial Network, where he had $126 million in client assets. Osaic announced that it has lured a financial ...

Client referrals have long been a primary generator of leads for financial advisors, but artificial intelligence and social media are changing how advisors think about marketing and reaching potential ...

Several large language models currently on the market are now capable of passing the rigorous Chartered Financial Analyst Level III exam, according to a new research paper.

On the quantitative side, mathematical models are used to assess stocks, applying an objective, numbers-based approach to the same characteristics. Typically this approach allows you to evaluate a ...

Charles Schwab is on the hook for more than $150,000 in losses suffered by a client of a registered investment advisory firm that custodied with Schwab.

A version of this story ran as breaking news on Financial Advisor IQ on Thursday afternoon.

RBC Wealth Management announced that it has added a team of financial advisors who oversaw more than $1.1 billion at UBS.

Commonwealth Financial Network continues to shed advisors to Raymond James following the former's acquisition by LPL Financial. LPL Financial says it has lured a financial advisor team overseeing $1.3 ...